ROK Rockwell Automation

• None no insider bought on the open market
• $2.3M sold by 2 insiders outside a trading plan
• $53.2M sold by 11 insiders under 10b5-1 plans

1. Insider
   Trade
   Value
   Traded, filed
2. Matheus De A G Viera Bulho SVP Software and Control
   Planned sale
   $367K 867 shares at $423.81 50% of stake
   Traded Aug 31–Sep 2 Filed Sep 2
   ↗
3. Patricia A Watson Director
   Sale
   $475K 1,100 shares at $431.43 15% of stake
   Traded Aug 27 Filed Aug 28
   ↗
4. Matthew W. Fordenwalt SVP Lifecycle Services
   Planned sale
   $174K 377 shares at $460.51 7.8% of stake
   Traded Jun 4 Filed Jun 4
   ↗
5. John M Miller VP and Chief IP Counsel
   Planned sale
   $449K 1,054 shares at $426.02 16% of stake
   Traded May 20 Filed May 21
   ↗
6. Terry L. Riesterer Vice President and Controller
   Sale
   $1.8M 4,024 shares at $451.97 97% of stake
   Traded May 7 Filed May 8
   ↗
7. Matthew W. Fordenwalt SVP Lifecycle Services
   Planned sale
   $270K 600 shares at $449.58 12% of stake
   Traded May 5 Filed May 6
   ↗
8. Christopher Nardecchia SVP, Chief Information Officer
   Planned sale
   $1.1M 2,538 shares at $446.43 15% of stake
   Traded May 5 Filed May 6
   ↗
9. Scott Genereux Sr.VP, Chief Revenue Officer
   Planned sale
   $246K 550 shares at $447.73 17% of stake
   Traded May 5 Filed May 6
   ↗
10. Matthew W. Fordenwalt SVP Lifecycle Services
    Planned sale
    $480K 1,200 shares at $400.00 21% of stake
    Traded Apr 13 Filed Apr 14
    ↗
11. Matheus De A G Viera Bulho SVP Software and Control
    Planned sale
    $484K 1,250 shares at $387.50 42% of stake
    Traded Apr 8 Filed Apr 9
    ↗
12. Robert L. Buttermore SVP,Chief Supply Chain Officer
    Planned sale
    $3.6M 8,932 shares at $398.92 76% of stake
    Traded Mar 2 Filed Mar 3
    ↗
13. Matthew W. Fordenwalt SVP Lifecycle Services
    Planned sale
    $485K 1,200 shares at $404.21 21% of stake
    Traded Feb 25 Filed Feb 27
    ↗
14. Isaac Woods Vice President and Treasurer
    Planned sale
    $516K 1,271 shares at $405.69 43% of stake
    Traded Feb 25 Filed Feb 27
    ↗
15. Tessa M. Myers SVP, Intelligent Devices
    Planned sale
    $813K 1,985 shares at $409.37 33% of stake
    Traded Feb 25 Filed Feb 27
    ↗
16. Christopher Nardecchia SVP, Chief Information Officer
    Planned sale
    $5.9M 14,465 shares at $410.01 50% of stake
    Traded Feb 26 Filed Feb 27
    ↗

Also filed in the last 12 months, not counted as buying or selling: 99 sales to cover taxes, 88 option exercises, 8 stock grants, and 1 gift.