HTGC Hercules Capital

• $2.8M bought by 11 insiders
• None no sales outside a trading plan
• None no planned (10b5-1) sales

1. Insider
   Trade
   Value
   Traded, filed
2. DeAnne Aguirre Director
   Buy
   $105K 7,317 shares at $14.35 +213% to stake
   Traded Mar 26 Filed Mar 30
   ↗
3. Thomas J Fallon Director
   Buy
   $104K 7,300 shares at $14.30 +4.9% to stake
   Traded Mar 26 Filed Mar 30
   ↗
4. Paramjeet K Randhawa Director
   Buy
   $42K 2,926 shares at $14.35 +15% to stake
   Traded Mar 26 Filed Mar 30
   ↗
5. Robert P Badavas Director
   Buy
   $52K 3,658 shares at $14.35 +259% to stake
   Traded Mar 26 Filed Mar 30
   ↗
6. Christian Follmann COO
   Buy
   $73K 5,000 shares at $14.68 +3.4% to stake
   Traded Mar 4 Filed Mar 5
   ↗
7. Paramjeet K Randhawa Director
   Buy
   $45K 3,050 shares at $14.78 +19% to stake
   Traded Mar 4 Filed Mar 5
   ↗
8. Seth H Meyer CFO
   Buy
   $201K 14,000 shares at $14.33 +3.2% to stake
   Traded Feb 27 Filed Mar 2
   ↗
9. Kiersten Zaza Botelho Chief Legal Officer & CCO
   Buy
   $18K 1,300 shares at $14.21 +1.4% to stake
   Traded Feb 27 Filed Feb 27
   ↗
10. Nikos Theodosopoulos Director
    Buy
    $37K 2,600 shares at $14.21 +14% to stake
    Traded Feb 27 Filed Feb 27
    ↗
11. Scott Bluestein CEO
    Buy
    $100K 7,000 shares at $14.35 +0.3% to stake
    Traded Feb 27 Filed Feb 27
    ↗
12. Thomas J Fallon Director
    Buy
    $284K 20,000 shares at $14.20 +15% to stake
    Traded Feb 27 Filed Feb 27
    ↗
13. Robert P Badavas Director
    Buy
    $71K 5,000 shares at $14.27 +4.3% to stake
    Traded Feb 27 Filed Feb 27
    ↗

Also filed in the last 12 months, not counted as buying or selling: 36 share withholdings for taxes and 9 stock grants.