COF Capital One

• None no insider bought on the open market
• $1.9M sold by 2 insiders outside a trading plan
• $88.5M sold by 10 insiders under 10b5-1 plans

1. Insider
   Trade
   Value
   Traded, filed
2. Celia Karam Pres, Retail Bank
   Planned sale
   $377K 1,927 shares at $195.86 3.3% of stake
   Traded Oct 15 Filed Oct 19
   ↗
3. Lia Dean Pres, Banking & Prem. Products
   Planned sale
   $370K 1,887 shares at $195.86 3.1% of stake
   Traded Oct 15 Filed Oct 19
   ↗
4. Matthew W Cooper General Counsel & Corp Secy
   Planned sale
   $687K 3,500 shares at $196.22 4.2% of stake
   Traded Oct 6 Filed Oct 7
   ↗
5. Celia Karam Pres, Retail Bank
   Planned sale
   $416K 2,017 shares at $206.07 3.4% of stake
   Traded Sep 15 Filed Sep 16
   ↗
6. Lia Dean Pres, Banking & Prem. Products
   Planned sale
   $426K 2,066 shares at $206.07 3.3% of stake
   Traded Sep 15 Filed Sep 16
   ↗
7. Matthew W Cooper General Counsel & Corp Secy
   Planned sale
   $749K 3,500 shares at $214.10 4% of stake
   Traded Sep 1 Filed Sep 2
   ↗
8. Celia Karam Pres, Retail Bank
   Planned sale
   $426K 1,888 shares at $225.52 3.1% of stake
   Traded Aug 17 Filed Aug 18
   ↗
9. Lia Dean Pres, Banking & Prem. Products
   Planned sale
   $495K 2,193 shares at $225.52 3.4% of stake
   Traded Aug 17 Filed Aug 18
   ↗
10. Mark Daniel Mouadeb President, Card
    Planned sale
    $270K 1,199 shares at $225.00 2.4% of stake
    Traded Aug 13 Filed Aug 17
    ↗
11. Michael Zamsky Chief Credit & Fin'l Risk Off.
    Sale
    $1.2M 5,473 shares at $218.02 16% of stake
    Traded Aug 10 Filed Aug 11
    ↗
12. Ravi Raghu Pres, Software, Intl & Sm Bus
    Planned sale
    $11K 50 shares at $218.49 0.2% of stake
    Traded Aug 7 Filed Aug 10
    ↗
13. Mark Daniel Mouadeb President, Card
    Planned sale
    $260K 1,183 shares at $220.00 2.3% of stake
    Traded Aug 4 Filed Aug 5
    ↗
14. Matthew W Cooper General Counsel & Corp Secy
    Planned sale
    $768K 3,500 shares at $219.33 3.9% of stake
    Traded Aug 4 Filed Aug 5
    ↗
15. Mark Daniel Mouadeb President, Card
    Planned sale
    $148K 690 shares at $215.00 1.3% of stake
    Traded Aug 3 Filed Aug 4
    ↗
16. Ravi Raghu Pres, Software, Intl & Sm Bus
    Planned sale
    $2M 9,726 shares at $209.78 27% of stake
    Traded Jul 31 Filed Aug 3
    ↗

Also filed in the last 12 months, not counted as buying or selling: 66 share withholdings for taxes, 43 stock grants, 12 option exercises, and 2 sales back to the company.