STT State Street

• $312K bought by 1 insider
• $6M sold by 5 insiders outside a trading plan
• $17.5M sold by 3 insiders under 10b5-1 plans

1. Insider
   Trade
   Value
   Traded, filed
2. Hanley Ronald P O CEO
   Planned sale
   $2.4M 14,554 shares at $164.60 6.3% of stake
   Traded Oct 20 Filed Oct 22
   ↗
3. Elizabeth Schaefer SVP, Chief Accounting Officer
   Sale
   $91K 500 shares at $181.19 5.8% of stake
   Traded Aug 3 Filed Aug 4
   ↗
4. W. Bradford Hu EVP and Chief Risk Officer
   Planned sale
   $1.8M 9,758 shares at $184.52 16% of stake
   Traded Jul 24 Filed Jul 28
   ↗
5. Kathryn M Horgan Executive Vice President
   Planned sale
   $1M 5,523 shares at $184.17 5.1% of stake
   Traded Jul 21 Filed Jul 23
   ↗
6. Hanley Ronald P O CEO
   Planned sale
   $2.7M 14,553 shares at $184.17 5.7% of stake
   Traded Jul 21 Filed Jul 23
   ↗
7. Kathryn M Horgan Executive Vice President
   Planned sale
   $895K 5,500 shares at $162.78 4.8% of stake
   Traded Jun 11 Filed Jun 15
   ↗
8. Michael L Richards EVP and Chief Admin Officer
   Sale
   $243K 1,500 shares at $162.14 3.5% of stake
   Traded Jun 8 Filed Jun 9
   ↗
9. W. Bradford Hu EVP and Chief Risk Officer
   Planned sale
   $1.4M 9,212 shares at $155.35 13% of stake
   Traded May 26 Filed May 28
   ↗
10. Hanley Ronald P O CEO
    Planned sale
    $2.3M 14,553 shares at $155.35 5.4% of stake
    Traded May 26 Filed May 28
    ↗
11. Elizabeth Schaefer SVP, Chief Accounting Officer
    Sale
    $75K 500 shares at $150.87 5.4% of stake
    Traded May 13 Filed May 15
    ↗
12. Mostapha Tahiri COO
    Sale
    $1.5M 9,611 shares at $152.93 13% of stake
    Traded Apr 22 Filed Apr 24
    ↗
13. Michael L Richards EVP and Chief Admin Officer
    Sale
    $462K 3,000 shares at $153.89 6.4% of stake
    Traded Apr 22 Filed Apr 24
    ↗
14. John Plansky Executive Vice President
    Sale
    $2M 16,100 shares at $124.32 22% of stake
    Traded Mar 11 Filed Mar 12
    ↗
15. Brian J. Porter Director
    Buy
    $312K 2,500 shares at $124.99 +39% to stake
    Traded Mar 5 Filed Mar 9
    ↗
16. Hanley Ronald P O CEO
    Planned sale
    $3.7M 29,107 shares at $125.70 9.7% of stake
    Traded Mar 2 Filed Mar 4
    ↗

Also filed in the last 12 months, not counted as buying or selling: 34 stock grants, 28 share withholdings for taxes, 6 sales back to the company, 6 option exercises, and 3 gifts.