LPLA LPL Financial

• None no insider bought on the open market
• $2.6M sold by 3 insiders outside a trading plan
• $5.1M sold by 5 insiders under 10b5-1 plans

1. Insider
   Trade
   Value
   Traded, filed
2. Katharine Reeping Principal Accounting Officer
   Sale
   $153K 440 shares at $347.88 20% of stake
   Traded Sep 11 Filed Sep 14
   ↗
3. Aneri Jambusaria Group Managing Director
   Planned sale
   $110K 308 shares at $357.36 4.8% of stake
   Traded Aug 27 Filed Aug 31
   ↗
4. Greg Gates Group Managing Director
   Sale
   $1.5M 4,119 shares at $355.38 15% of stake
   Traded Aug 20 Filed Aug 21
   ↗
5. Matthew Enyedi Group Managing Director
   Planned sale
   $353K 1,000 shares at $352.72 7.1% of stake
   Traded Jul 31 Filed Aug 4
   ↗
6. Aneri Jambusaria Group Managing Director
   Planned sale
   $94K 308 shares at $306.00 4.6% of stake
   Traded Jun 17 Filed Jun 22
   ↗
7. Matthew J Audette CFO
   Planned sale
   $519K 1,579 shares at $328.63 7.4% of stake
   Traded Apr 14–15 Filed Apr 16
   ↗
8. Marc Eliot Cohen Group Managing Director
   Sale
   $1M 3,300 shares at $309.07 43% of stake
   Traded Mar 9–10 Filed Mar 11
   ↗
9. Aneri Jambusaria Group Managing Director
   Planned sale
   $94K 308 shares at $306.00 4.4% of stake
   Traded Mar 2 Filed Mar 4
   ↗
10. Matthew Enyedi Group Managing Director
    Planned sale
    $675K 2,109 shares at $320.15 13% of stake
    Traded Feb 26 Filed Feb 27
    ↗
11. Matthew J Audette CFO
    Planned sale
    $507K 1,581 shares at $320.50 6.9% of stake
    Traded Feb 26 Filed Feb 27
    ↗
12. Richard Steinmeier CEO
    Planned sale
    $1.9M 5,058 shares at $370.99 35% of stake
    Traded Dec 5, 2025 Filed Dec 9, 2025
    ↗
13. Greg Gates Group Managing Director
    Planned sale
    $278K 750 shares at $370.97 4.9% of stake
    Traded Dec 5, 2025 Filed Dec 9, 2025
    ↗
14. Aneri Jambusaria Group Managing Director
    Planned sale
    $28K 80 shares at $352.48 1.4% of stake
    Traded Dec 1, 2025 Filed Dec 3, 2025
    ↗
15. Greg Gates Group Managing Director
    Planned sale
    $565K 1,500 shares at $376.43 8.9% of stake
    Traded Nov 5, 2025 Filed Nov 7, 2025
    ↗
16. Greg Gates Group Managing Director
    Planned sale
    $236K 750 shares at $314.42 4.3% of stake
    Traded Oct 6, 2025 Filed Oct 8, 2025
    ↗

Also filed in the last 12 months, not counted as buying or selling: 61 stock grants, 10 share withholdings for taxes, 4 gifts, and 2 option exercises.