BNY

• None no insider bought on the open market
• $18.9M sold by 6 insiders outside a trading plan
• $1.6M sold by 1 insider under 10b5-1 plans

1. Insider
   Trade
   Value
   Traded, filed
2. Jose Minaya Senior Executive VP
   Planned sale
   $520K 3,520 shares at $147.81 2% of stake
   Traded Oct 27 Filed Oct 29
   ↗
3. Robin A. Vince CEO
   Sale
   $7.4M 50,000 shares at $147.81 8% of stake
   Traded Oct 26–27 Filed Oct 28
   ↗
4. Jose Minaya Senior Executive VP
   Planned sale
   $524K 3,520 shares at $148.79 2% of stake
   Traded Sep 28 Filed Sep 30
   ↗
5. Jose Minaya Senior Executive VP
   Planned sale
   $572K 3,520 shares at $162.64 1.9% of stake
   Traded Aug 27 Filed Aug 31
   ↗
6. Dermot McDonogh CFO
   Sale
   $4.9M 31,800 shares at $155.26 100% of stake
   Traded Jul 29 Filed Jul 31
   ↗
7. Alejandro Perez Sr. Executive Vice President
   Sale
   $1.7M 12,504 shares at $137.01 17% of stake
   Traded Apr 17 Filed Apr 21
   ↗
8. Kurtis R. Kurimsky Corporate Controller
   Sale
   $720K 5,290 shares at $136.02 24% of stake
   Traded Apr 17 Filed Apr 21
   ↗
9. J Kevin McCarthy SEVP & General Counsel
   Sale
   $4.1M 30,000 shares at $136.50 37% of stake
   Traded Apr 17 Filed Apr 21
   ↗
10. Shannon Marie Hobbs Senior Executive VP
    Sale
    $41K 297 shares at $137.05 1.9% of stake
    Traded Apr 17 Filed Apr 21
    ↗

Also filed in the last 12 months, not counted as buying or selling: 30 stock grants, 26 share withholdings for taxes, 6 gifts, and 2 other transactions.