AMP Ameriprise Financial

• None no insider bought on the open market
• $65.9M sold by 9 insiders outside a trading plan
• None no planned (10b5-1) sales

1. Insider
   Trade
   Value
   Traded, filed
2. Dawn M. Brockman SVP and Controller
   Sale
   $264K 472 shares at $558.93 40% of stake
   Traded Aug 10 Filed Aug 12
   ↗
3. Deirdre Davey McGraw EVP Mktg, Strat. & Comms.
   Sale
   $1.3M 2,400 shares at $558.28 42% of stake
   Traded Aug 6 Filed Aug 10
   ↗
4. Walter Stanley Berman CFO
   Sale
   $6M 11,012 shares at $548.95 66% of stake
   Traded Jul 28 Filed Jul 30
   ↗
5. James M Cracchiolo CEO
   Sale
   $9.8M 18,020 shares at $545.43 14% of stake
   Traded Jul 28 Filed Jul 30
   ↗
6. William Jerryl Williams Pres, Wealth Mgmt Advisor Grp
   Sale
   $8.7M 16,104 shares at $538.24 70% of stake
   Traded Jul 27–28 Filed Jul 29
   ↗
7. Gerard P. Smyth EVP & Hd. of Tech. & Serv. Del
   Sale
   $3M 6,255 shares at $472.52 51% of stake
   Traded May 14 Filed May 18
   ↗
8. Robert Francis Sharpe Jr. Director
   Sale
   $559K 1,200 shares at $465.83 16% of stake
   Traded May 8 Filed May 12
   ↗
9. William F Truscott CEO, Global Asset Management
   Sale
   $2.7M 5,000 shares at $532.08 29% of stake
   Traded Feb 10 Filed Feb 12
   ↗
10. Gumer Alvero President-insurance&Annuities
    Sale
    $2.5M 4,658 shares at $542.88 50% of stake
    Traded Feb 9 Filed Feb 11
    ↗
11. Walter Stanley Berman CFO
    Sale
    $3.8M 7,000 shares at $544.22 56% of stake
    Traded Feb 5 Filed Feb 9
    ↗
12. James M Cracchiolo CEO
    Sale
    $26.6M 48,813 shares at $544.96 31% of stake
    Traded Feb 4 Filed Feb 6
    ↗
13. Robert Francis Sharpe Jr. Director
    Sale
    $676K 1,500 shares at $450.95 17% of stake
    Traded Nov 21, 2025 Filed Nov 25, 2025
    ↗

Also filed in the last 12 months, not counted as buying or selling: 43 share withholdings for taxes, 17 stock grants, 16 option exercises, and 4 sales back to the company.