AAOI Applied Optoelectronics

• None no insider bought on the open market
• $103M sold by 10 insiders outside a trading plan
• $22.9M sold by 4 insiders under 10b5-1 plans

1. Insider
   Trade
   Value
   Traded, filed
2. Stefan J. Murry CFO
   Planned sale
   $411K 4,000 shares at $102.87 1.1% of stake
   Traded Oct 12 Filed Oct 14
   ↗
3. Shu-Hua (Joshua) Yeh *** See Remarks
   Planned sale
   $720K 6,000 shares at $120.03 1.6% of stake
   Traded Oct 5 Filed Oct 7
   ↗
4. Hung-Lun (Fred) Chang *** See Remarks
   Sale
   $3.5M 32,172 shares at $110.21 11% of stake
   Traded Sep 8 Filed Sep 10
   ↗
5. Stefan J. Murry CFO
   Planned sale
   $421K 4,000 shares at $105.33 1.1% of stake
   Traded Sep 10 Filed Sep 10
   ↗
6. Shu-Hua (Joshua) Yeh *** See Remarks
   Planned sale
   $886K 6,000 shares at $147.73 1.6% of stake
   Traded Aug 18 Filed Aug 20
   ↗
7. Stefan J. Murry CFO
   Planned sale
   $579K 4,000 shares at $144.79 1.1% of stake
   Traded Aug 10 Filed Aug 12
   ↗
8. Shu-Hua (Joshua) Yeh *** See Remarks
   Planned sale
   $596K 4,715 shares at $126.50 1.2% of stake
   Traded Aug 4 Filed Aug 4
   ↗
9. Shu-Hua (Joshua) Yeh *** See Remarks
   Planned sale
   $154K 1,285 shares at $120.02 0.3% of stake
   Traded Jul 21 Filed Jul 23
   ↗
10. Stefan J. Murry CFO
    Planned sale
    $488K 4,000 shares at $122.09 1% of stake
    Traded Jul 10 Filed Jul 14
    ↗
11. Hung-Lun (Fred) Chang *** See Remarks
    Planned sale
    $6.9M 40,329 shares at $170.60 12% of stake
    Traded Jun 17 Filed Jun 18
    ↗
12. Shu-Hua (Joshua) Yeh *** See Remarks
    Planned sale
    $1M 6,000 shares at $171.89 1.5% of stake
    Traded Jun 18 Filed Jun 18
    ↗
13. Shu-Hua (Joshua) Yeh *** See Remarks
    Sale
    $4.8M 28,826 shares at $166.53 6.7% of stake
    Traded Jun 12 Filed Jun 16
    ↗
14. Stefan J. Murry CFO
    Sale
    $5.5M 33,000 shares at $166.53 7.9% of stake
    Traded Jun 12 Filed Jun 16
    ↗
15. Chih-Hsiang (Thompson) Lin CEO
    Sale
    $9.8M 59,000 shares at $166.53 4.3% of stake
    Traded Jun 12 Filed Jun 16
    ↗
16. David C Kuo *** See Remarks
    Sale
    $4.9M 29,227 shares at $166.53 16% of stake
    Traded Jun 12 Filed Jun 16
    ↗

Also filed in the last 12 months, not counted as buying or selling: 70 share withholdings for taxes, 17 stock grants, 5 gifts, and 2 other transactions.